Filing Details
- Accession Number:
- 0001726123-18-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-05 20:36:32
- Reporting Period:
- 2018-06-01
- Accepted Time:
- 2018-06-05 20:36:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1726123 | J David Demas | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-06-01 | 210 | $25.89 | 4,788 | No | 4 | S | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Common Stock | Acquisiton | 2018-06-01 | 210 | $25.93 | 4,998 | No | 4 | P | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Vanguard fbo Shannon L Hungerford IRA |
No | 4 | P | Indirect | Vanguard fbo Shannon L Hungerford IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 31,859 | Direct | |
Common Stock | 200 | Indirect | Vanguard fbo David J. Demas IRA |
Common Stock | 2,500 | Direct |
Footnotes
- This transaction was an inadvertent broker-initiated sale of shares from an account maintained by the reporting person's spouse. Such sale is matchable under Section 16(b) of the Securities Exchange Act of 1934 against a portion of the reporting person's purchase of 1,000 shares of the Company's common stock on February 28, 2018, at a price of $22.80 per share. The reporting person has paid the Company $649.11, representing the full amount of profit realized in connection with the inadvertent sale.
- Shannon L Hungerford is the reporting person's Spouse.
- This transaction reflects the purchase of shares of common stock of the Company promptly following the receipt of notice of the inadvertent broker-initiated sale of shares discussed in Footnote 1 above.
- Shares held jointly by the reporting person and his spouse.