Filing Details

Accession Number:
0001209191-18-035948
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-05 19:54:10
Reporting Period:
2018-06-01
Accepted Time:
2018-06-05 19:54:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372612 Box Inc BOX Services-Prepackaged Software (7372) 202714444
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1606414 M Peter Mcgoff 900 Jefferson Ave
Redwood City CA 94063
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-06-01 14,843 $0.00 45,781 No 4 M Direct
Class A Common Stock Acquisiton 2018-06-01 65,000 $0.00 110,781 No 4 C Direct
Class A Common Stock Acquisiton 2018-06-01 25,000 $0.00 135,781 No 4 C Direct
Class A Common Stock Acquisiton 2018-06-01 29,687 $0.00 165,468 No 4 C Direct
Class A Common Stock Acquisiton 2018-06-01 15,492 $0.00 180,960 No 4 C Direct
Class A Common Stock Disposition 2018-06-01 150,022 $26.31 30,938 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Employee Stock Option (right to buy) Disposition 2018-06-01 65,000 $0.00 65,000 $1.16
Class B Common Stock Employee Stock Option (right to buy) Disposition 2018-06-01 25,000 $0.00 25,000 $17.85
Class B Common Stock Employee Stock Option (right to buy) Disposition 2018-06-01 29,687 $0.00 29,687 $14.05
Class A Common Stock Employee Stock Option (right to buy) Disposition 2018-06-01 14,843 $0.00 14,843 $17.52
Class A Common Stock Class B Common Stock Acquisiton 2018-06-01 65,000 $0.00 65,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-06-01 25,000 $0.00 25,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2018-06-01 29,687 $0.00 29,687 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-06-01 65,000 $0.00 65,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-06-01 25,000 $0.00 25,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-06-01 29,687 $0.00 29,687 $0.00
Class A Common Stock Class B Common Stock Disposition 2018-06-01 15,492 $0.00 15,492 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-04-27 No 4 M Direct
0 2024-04-02 No 4 M Direct
0 2025-01-02 No 4 M Direct
0 2025-06-18 No 4 M Direct
80,492 No 4 M Direct
105,492 No 4 M Direct
135,179 No 4 M Direct
70,179 No 4 C Direct
45,179 No 4 C Direct
15,492 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. This number reflects the cancellation of unvested RSUs in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $25.99 to $26.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  3. All of this option grant's shares became fully exercisable as of 4/23/2016.
  4. All of this option grant's shares became fully exercisable as of 02/01/18.
  5. One fourth of the shares subject to the option vested on March 20, 2016 and one forty-eighth of the shares vest monthly thereafter, provided that the Reporting Person was a Service Provider as of each vesting date.
  6. This number reflects the cancellation of unvested options in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
  7. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.