Home > Insider Trading > Filing (0000899243-18-015156)

Filing Details

Accession Number:: 0000899243-18-015156
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-06-05 19:20:29
Reporting Period:: 2018-06-01

Accepted Time:: 2018-06-05 19:20:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1631650	Aimmune Therapeutics Inc.	AIMT	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1389147	George Stephen Dilly	Aimmune Therapeutics, Inc. 8000 Marina Boulevard, Suite 300 Brisbane CA 94005-1884	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value	Disposition	2017-10-12	2,438	$0.00	12,009	No	5	G	Indirect	By GRAT 2
Common Stock, $0.0001 Par Value	Acquisiton	2017-10-12	2,438	$0.00	23,094	No	5	G	Indirect	By Family Trust
Common Stock, $0.0001 Par Value	Disposition	2017-10-12	2,438	$0.00	12,009	No	5	G	Indirect	By Wife's GRAT 2
Common Stock, $0.0001 Par Value	Acquisiton	2017-10-12	2,438	$0.00	25,532	No	5	G	Indirect	By Family Trust
Common Stock, $0.0001 Par Value	Acquisiton	2018-06-01	61,197	$3.02	376,505	No	4	M	Direct
Common Stock, $0.0001 Par Value	Disposition	2018-06-01	58,699	$32.59	317,806	No	4	S	Direct
Common Stock, $0.0001 Par Value	Disposition	2018-06-01	2,498	$33.19	315,308	No	4	S	Direct
Common Stock, $0.0001 Par Value	Acquisiton	2018-06-04	65,352	$3.02	380,660	No	4	M	Direct
Common Stock, $0.0001 Par Value	Disposition	2018-06-04	62,740	$31.84	317,920	No	4	S	Direct
Common Stock, $0.0001 Par Value	Disposition	2018-06-04	2,612	$32.74	315,308	No	4	S	Direct
Common Stock, $0.0001 Par Value	Acquisiton	2018-06-05	38,825	$3.02	354,133	No	4	M	Direct
Common Stock, $0.0001 Par Value	Disposition	2018-06-05	38,825	$31.83	315,308	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Indirect	By GRAT 2
No	5	G	Indirect	By Family Trust
No	5	G	Indirect	By Wife's GRAT 2
No	5	G	Indirect	By Family Trust
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option(right to buy)	Disposition	2018-06-01	61,197	$0.00	61,197	$3.02
Common Stock	Stock Option(right to buy)	Disposition	2018-06-04	65,352	$0.00	65,352	$3.02
Common Stock	Stock Option(right to buy)	Disposition	2018-06-05	38,825	$0.00	38,825	$3.02

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
534,745	2025-05-18	No	4	M	Direct
469,393	2025-05-18	No	4	M	Direct
430,568	2025-05-18	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value	41,075	Indirect	By Child's Trust 1
Common Stock, $0.0001 Par Value	41,075	Indirect	By Child's Trust 2

Footnotes

This transaction involved a gift of securities previously held indirectly by Stephen G. Dilly, as Trustee of The Stephen G. Dilly 2016 Grantor Retained Annuity Trust dated August 12, 2016 (the "Second Dilly Trust"). Such shares were transferred from the Second Dilly Trust to Stephen G. Dilly and Edwina Lynette Mullens as Trustees of The Dilly Family Trust dated October 9, 2002 (the "Family Trust") on October 12, 2017.
These shares are held by the Second Dilly Trust. Dr. Dilly has sole voting, investment and dispositive power over the shares held by the Second Dilly Trust.
These shares are held by the Family Trust. Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Family Trust.
This transaction involved a gift of securities previously held indirectly by Edwina Lynette Mullens, as Trustee of The Edwina Lynette Mullens 2016 Grantor Retained Annuity Trust dated August 12, 2016 (the "Second Mullens Trust"). Such shares were transferred from the Second Mullens Trust to the Family Trust on October 12, 2017. Dr. Dilly disclaims beneficial ownership of the shares held by Ms. Mullens.
These shares are held by the Second Mullens Trust. Ms. Mullens has sole voting, investment and dispositive power over the shares held by the Second Mullens Trust. Dr. Dilly disclaims beneficial ownership of the shares held by the Second Mullens Trust.
This sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.
The transaction was executed in multiple trades in prices ranging from $32.06 to $33.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $33.13 to $33.20, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $31.45 to $32.33, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $32.58 to $32.80, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $31.55 to 32.36, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
These shares are held by Stephen G. Dilly and Edwina Lynette Mullens as Trustees of The Frederick S W Dilly 2015 Irrevocable Trust dated June 23, 2015 (the "Frederick S W Dilly Trust"). Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Frederick S W Dilly Trust.
These shares are held by Edwina Lynette Mullens and Stephen G. Dilly as Trustees of The Harriet F.L. Dilly 2015 Revocable Trust dated June 23, 2015 (the "Harriet F.L. Dilly Trust"). Dr. Dilly and Ms. Mullens have joint voting, investment and dispositive power over the shares held by the Harriet F.L. Dilly Trust.
The option is immediately exercisable in full or in part. The shares vest pursuant to the following schedule: One forty-eighth (1/48th) of the shares subject to the option vest in 48 successive, equal monthly installments measured from May 13, 2015, subject to Reporting Person's continued service relationship with the Issuer on each such vesting date.