Filing Details
- Accession Number:
- 0001209191-18-035741
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-05 16:45:03
- Reporting Period:
- 2018-06-04
- Accepted Time:
- 2018-06-05 16:45:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1372359 | Clemente Beltran | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2018-06-04 | 1,750 | $27.92 | 30,502 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2018-06-04 | 1,665 | $34.95 | 28,837 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2018-06-05 | 3,424 | $35.97 | 25,413 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2018-06-04 | 700 | $34.98 | 11,888 | No | 4 | S | Indirect | Owned By Spouse |
| Diodes Incorporated Common Stock | Disposition | 2018-06-04 | 300 | $34.99 | 11,588 | No | 4 | S | Indirect | Owned By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | Owned By Spouse |
| No | 4 | S | Indirect | Owned By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/27/14 DIOD NQSO | Disposition | 2018-06-04 | 1,750 | $0.00 | 1,750 | $27.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-05-26 | 2022-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock - Performance Stock Units | 7,597 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
- The amount of securities beneficially owned includes both restricted stock units and common stock.
Billionaire Hedge Funds
