Filing Details
- Accession Number:
- 0001104659-18-038278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-05 16:06:05
- Reporting Period:
- 2018-06-01
- Accepted Time:
- 2018-06-05 16:06:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497434 | Shelly O'brien | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-06-01 | 1,500 | $12.45 | 41,051 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-01 | 1,500 | $52.95 | 39,551 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-04 | 1,232 | $12.45 | 40,783 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-04 | 1,232 | $55.00 | 39,551 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-04 | 1,268 | $15.34 | 40,819 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-04 | 1,268 | $55.00 | 39,551 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-01 | 1,500 | $0.00 | 1,500 | $12.45 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-04 | 1,232 | $0.00 | 1,232 | $12.45 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-06-04 | 1,268 | $0.00 | 1,268 | $15.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,232 | 2013-02-28 | 2022-02-28 | No | 4 | M | Direct |
| 0 | 2013-02-28 | 2022-02-28 | No | 4 | M | Direct |
| 5,882 | 2014-02-28 | 2023-02-28 | No | 4 | M | Direct |
Footnotes
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Billionaire Hedge Funds
