Filing Details
- Accession Number:
- 0000920112-18-000190
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-05 11:51:48
- Reporting Period:
- 2018-06-04
- Accepted Time:
- 2018-06-05 11:51:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184329 | K John Schmidt | 1398 Central Ave. Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-04 | 15,200 | $56.38 | 110,466 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-04 | 4,800 | $55.65 | 105,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 125,666 | Direct | |
| Common Stock | 12,677 | Indirect | by Spouse |
| Common Stock | 5,806 | Indirect | Minor Child |
| Common Stock | 4,780 | Indirect | 401(k) |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2017 Director Restricted Stock Unit | $0.00 | 1,035 | 0 | Direct | ||
| Common Stock | 2018 Director Restricted Stock Units | $0.00 | 1,235 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 1,035 | 0 | Direct | |
| 1,235 | 0 | Direct |
Footnotes
- Of these shares 2,506 are held as JTWROS and 1,000 are held in Jt. Ten.
- Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.
Billionaire Hedge Funds
