Filing Details
- Accession Number:
- 0000899243-18-015015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 18:59:04
- Reporting Period:
- 2018-06-04
- Accepted Time:
- 2018-06-04 18:59:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3197 | Ceco Environmental Corp | CECE | Industrial & Commercial Fans & Blowers & Air Purifing Equip (3564) | 132566064 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403564 | Jonathan Pollack | 2300 Yonge Street, Suite 1710 Toronto A6 M4P 1E4 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-06-04 | 5,000 | $5.86 | 70,200 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,300 | Indirect | By Spouse |
Common Stock | 26,146 | Direct |
Footnotes
- These shares are owned directly by JMP FAM Holdings Inc., and indirectly by Jonathan Pollack. Jonathan Pollack is deemed to control JMP FAM Holdings Inc. because he has sole voting and dispositive power of the shares of common stock of the Issuer owned directly by JMP FAM Holdings Inc.