Filing Details
- Accession Number:
- 0001181431-11-010944
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 19:09:05
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 19:09:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 704532 | Nanometrics Inc | NANO | Measuring & Controlling Devices, Nec (3829) | 942276314 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296648 | V Norman Coates | C/O Nanometrics, Inc. 1550 Buckeye Drive Milpitas CA 95035 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-02-14 | 50,000 | $17.54 | 1,632,460 | No | 4 | S | Indirect | See footnote |
| Common Stock | Disposition | 2011-02-15 | 1,166 | $17.44 | 2,886 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 2,038 | $11.17 | 4,924 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 2,038 | $17.49 | 2,886 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See footnote |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-02-15 | 2,038 | $0.00 | 2,038 | $11.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-01-04 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Vincent J. Coates Separate Property Trust on February 23, 2010.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.32 to $17.75. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares held of record by the Vincent J. Coates Separate Property Trust, U/D/T dated August 7, 1981, for which Norman Coates and Stella Coates act as co-trustees.
- The price in Column 4 is a weighted average sale price. The prices actually received ranged from $17.4400 to $17.4445. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- The option became exercisable on January 4, 2011, the first anniversary of the date of grant.
Billionaire Hedge Funds
