Filing Details
- Accession Number:
- 0001140361-18-027134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 16:53:55
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 16:53:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1397403 | Imh Financial Corp | NONE | National Commercial Banks (6021) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
19617 | Jpmorgan Chase & Co | 270 Park Avenue New York NY 10017 | No | No | Yes | Yes | |
1364743 | Jpmorgan Chase Funding Inc. | 270 Park Avenue New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Senior Perpetual Preferred Stock | Acquisiton | 2018-05-31 | 22,000 | $1,000.00 | 22,000 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Footnotes
- The Series A Senior Perpetual Preferred Stock ("Series A Stock") reported herein is not entitled to vote on any matter submitted to the stockholders of the Issuer for a vote, and is not convertible into common stock or other securities of the Issuer. The Series A Stock provides for cumulative dividends at a rate of 7.5% per annum, and ranks senior to all classes or series of shares of preferred stock and of common stock of the Issuer with respect to dividend and redemption rights and rights upon liquidation, dissolution or winding up of the Issuer. At any time after May 31, 2023, the Issuer may call the Series A Stock for redemption and the holders thereof may require the Issuer to redeem the Series A Stock, in each case, for a price equal to its face value plus accrued and unpaid dividends.
- The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any.