Filing Details

Accession Number:
0001140361-18-027134
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-04 16:53:55
Reporting Period:
2018-05-31
Accepted Time:
2018-06-04 16:53:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1397403 Imh Financial Corp NONE National Commercial Banks (6021) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
19617 Jpmorgan Chase & Co 270 Park Avenue
New York NY 10017
No No Yes Yes
1364743 Jpmorgan Chase Funding Inc. 270 Park Avenue
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series A Senior Perpetual Preferred Stock Acquisiton 2018-05-31 22,000 $1,000.00 22,000 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Footnotes
  1. The Series A Senior Perpetual Preferred Stock ("Series A Stock") reported herein is not entitled to vote on any matter submitted to the stockholders of the Issuer for a vote, and is not convertible into common stock or other securities of the Issuer. The Series A Stock provides for cumulative dividends at a rate of 7.5% per annum, and ranks senior to all classes or series of shares of preferred stock and of common stock of the Issuer with respect to dividend and redemption rights and rights upon liquidation, dissolution or winding up of the Issuer. At any time after May 31, 2023, the Issuer may call the Series A Stock for redemption and the holders thereof may require the Issuer to redeem the Series A Stock, in each case, for a price equal to its face value plus accrued and unpaid dividends.
  2. The securities reported herein are directly owned by JPMorgan Chase Funding Inc., a wholly owned subsidiary of JPMorgan Chase & Co. JPMorgan Chase & Co. disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, if any.