Filing Details
- Accession Number:
- 0001618732-18-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 16:38:10
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 16:38:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1618732 | Nutanix Inc. | NTNX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310852 | Duston Williams | C/O Nutanix, Inc. 1740 Technology Drive, Suite 150 San Jose CA 95110 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-05-31 | 167,600 | $3.20 | 276,620 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-05-31 | 167,600 | $53.56 | 109,020 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-06-01 | 132,400 | $3.20 | 241,420 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-06-01 | 56,662 | $54.40 | 184,758 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2018-06-01 | 75,738 | $55.18 | 109,020 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-05-31 | 167,600 | $0.00 | 167,600 | $3.20 |
| Class B Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-06-01 | 132,400 | $0.00 | 132,400 | $3.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 787,400 | 2024-06-18 | No | 4 | M | Direct | |
| 655,000 | 2024-06-18 | No | 4 | M | Direct |
Footnotes
- Number of shares owned reflect shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on March 20, 2018.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.20 to $54.13. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $53.83 to $54.82. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $54.83 to $55.36. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.
- The option is subject to an early exercise provision and is immediately exercisable. 21,875 shares vest each month through June 9, 2018.
- Upon the execution of a same day sale of the Employee Stock Option the underlying shares convert into Class A common stock.
Billionaire Hedge Funds
