Filing Details
- Accession Number:
- 0001683168-18-001588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 16:30:14
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 16:30:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1114925 | Lantronix Inc | LTRX | Computer Communications Equipment (3576) | 330362767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570276 | R Daryl Miller | C/O Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine CA 92618 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-31 | 25,547 | $2.34 | 57,684 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-31 | 13,500 | $3.21 | 44,184 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 200 | $3.20 | 43,984 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 3,515 | $3.19 | 40,469 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 1,700 | $3.18 | 38,769 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 665 | $3.17 | 38,104 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 800 | $3.16 | 37,304 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-31 | 5,167 | $3.15 | 32,137 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2018-05-31 | 25,547 | $0.00 | 25,547 | $2.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-09-02 | No | 4 | M | Direct |
Footnotes
- Represent shares of common stock acquired via exercise of Stock Options granted on October 8, 2009 (the "Grant Date") under the Lantronix, Inc. 2000 Stock Plan.
- The option was fully vested as of September 1, 2013.
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