Filing Details
- Accession Number:
- 0000944075-18-000023
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-04 13:28:09
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-04 13:28:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 944075 | Socket Mobile Inc. | SCKT | Electronic Computers (3571) | 943155066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192162 | W David Dunlap | 39700 Eureka Drive Newark CA 94560 | Chief Financial Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Acquisiton | 2018-05-31 | 2,917 | $0.95 | 11,463 | No | 4 | C | Direct | |
| Common | Acquisiton | 2018-05-31 | 1,212 | $1.04 | 12,675 | No | 4 | C | Direct | |
| Common | Disposition | 2018-05-31 | 4,129 | $2.57 | 8,546 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Common stock option | Disposition | 2018-05-31 | 2,917 | $0.95 | 2,917 | $0.95 |
| Common | Common stock option | Disposition | 2018-05-31 | 1,212 | $1.04 | 1,212 | $1.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 148,422 | 2024-03-03 | No | 4 | X | Direct | |
| 147,210 | 2023-04-01 | No | 4 | X | Direct |
Footnotes
- Vests monthly over 48 months.
Billionaire Hedge Funds
