Filing Details

Accession Number:
0001209191-18-034932
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-04 12:48:04
Reporting Period:
2018-05-31
Accepted Time:
2018-06-04 12:48:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499422 Rbb Bancorp RBB State Commercial Banks (6022) 272776416
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1711496 Phong Yee Thian 660 S. Figueroa Street
Suite 1888
Los Angeles CA 90017
President/Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2018-05-31 150,000 $9.29 481,577 No 4 M Direct
Common Stock, No Par Value Disposition 2018-05-31 150,000 $27.50 331,577 No 4 S Direct
Stock Options Disposition 2018-05-31 150,000 $9.29 474,166 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2018-05-31 150,000 $9.29 382,010 $9.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
232,010 2018-11-04 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $11.15 2023-01-01 242,156 242,156 Direct
Common Stock Option (right to buy) $9.29 2018-11-18 10,763 10,763 Direct
Common Stock Option (right to buy) $9.29 2019-01-02 10,763 10,763 Direct
Common Stock Option (right to buy) $9.29 2021-05-18 10,763 10,763 Direct
Common Stock Option (right to buy) $11.15 2022-05-16 10,763 10,763 Direct
Common Stock Option (right to buy) $11.15 2023-05-15 10,763 10,763 Direct
Common Stock Option (right to buy) $13.21 2024-05-21 10,250 10,250 Direct
Common Stock Option (right to buy) $17.08 2025-05-20 10,000 10,000 Direct
Common Stock Option (right to buy) $18.25 2026-05-17 10,000 10,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-01-01 242,156 242,156 Direct
2018-11-18 10,763 10,763 Direct
2019-01-02 10,763 10,763 Direct
2021-05-18 10,763 10,763 Direct
2022-05-16 10,763 10,763 Direct
2023-05-15 10,763 10,763 Direct
2024-05-21 10,250 10,250 Direct
2025-05-20 10,000 10,000 Direct
2026-05-17 10,000 10,000 Direct
Footnotes
  1. These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
  2. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
  3. These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
  4. These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
  5. These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
  6. These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
  7. These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
  8. These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
  9. These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
  10. These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.