Filing Details
- Accession Number:
- 0001444363-18-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 20:40:52
- Reporting Period:
- 2018-05-30
- Accepted Time:
- 2018-06-01 20:40:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1472938 | Henry Glenn Stevens | 135 Us Hwy. 202/206 Bedmnister NJ 07921 | President, Ceo & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-30 | 9,913 | $7.97 | 1,656,121 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The shares were sold in a private transaction, the proceeds of which will be used to satisfy tax withholding obligations relating to the vesting of previously reported restricted stock units.
- The sale price is equal to the closing price of GCAP's common stock on May 25, 2018, which price was used to calculate the reporting person's tax withholding obligations.
Billionaire Hedge Funds
