Filing Details

Accession Number:
0001209191-18-034839
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-01 18:22:00
Reporting Period:
2018-05-30
Accepted Time:
2018-06-01 18:22:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1560241 G1 Therapeutics Inc. GTHX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1208570 Jr B Kenneth Lee C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1219890 Alexander Robert Ingram C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1291262 Md Douglas Reed C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1592380 Clay Thorp C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1674107 John Crumpler C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1675232 Hatteras Venture Partners Iv Sbic, Lp C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
1675236 Hatteras Venture Advisors Iv Sbic, Llc C/O G1 Therapeutics, Inc.
79 T.w. Alexander Drive
Research Triangle Park NC 27709
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-30 758,290 $48.00 3,279,421 No 4 S Indirect See Footnotes
Common Stock Disposition 2018-05-30 41,710 $48.00 3,237,711 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Footnotes
  1. Following the reported transaction, in which none of the reportable securities owned directly by Hatteras Venture Advisors V, LLC ("HVA V") were sold, 995 shares of the reportable securities are owned directly by HVA V. The securities directly held by HVA V are indirectly held by the individual managing members of HVA V (each, a "Managing Member" and collectively, the "Managing Members"). The Managing Members are John Crumpler, Clay Thorp, Christy Shaffer, Douglas Reed and Robert Ingram. The Managing Members may share voting and dispositive power over the securities directly held by HVA V. Each Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his or her pecuniary interest therein.
  2. Following the reported transaction, 3,067,962 shares of the reportable securities are owned directly by Hatteras Venture Partners IV SBIC, LP ("HVP IV"). Hatteras Venture Advisors IV SBIC, LLC ("HVA IV SBIC") is the general partner of HVP IV. The securities directly held by HVP IV are indirectly held by the individual managing members of HVA IV SBIC (each, a "GP Managing Member" and collectively, the "GP Managing Members"). The GP Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The GP Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each GP Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any GP Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
  3. Following the reported transaction, in which none of the reportable securities owned directly by Hatteras NC Fund, LP ("Hatteras NC") were sold, 210,464 shares of the reportable securities are owned directly by Hatteras NC. Hatteras Venture Advisors IV, LLC ("HVA IV") is the general partner of Hatteras NC. The securities directly held by Hatteras NC are indirectly held by the individual managing members of HVA IV (each, a "HVA IV Managing Member"). The HVA IV Managing Members are John Crumpler, Clay Thorp, Ken Lee, Douglas Reed and Robert Ingram. The HVA IV Managing Members may share voting and dispositive power over the securities directly held by HVP IV. Each HVA IV Managing Member disclaims beneficial ownership of these securities and this report is not an admission that any HVA IV Managing Member is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of his or her pecuniary interest therein.
  4. Following the reported transaction, 168,754 shares of the reportable securities are owned directly by Hatteras NC.
  5. Following the reported transaction, in which none of the reportable securities owned directly by HVP IV were sold, 3,067,962 shares of the reportable securities are owned directly by HVP IV.