Filing Details
- Accession Number:
- 0000937556-18-000098
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 18:06:26
- Reporting Period:
- 2018-05-30
- Accepted Time:
- 2018-06-01 18:06:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403429 | Steven Barker | C/O Masimo Corporation 52 Discovery Irvine CA 92618 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-30 | 10,000 | $27.25 | 73,249 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-05-30 | 10,000 | $100.00 | 63,249 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2018-05-31 | 1,583 | $99.05 | 64,832 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-05-30 | 10,000 | $27.25 | 10,000 | $27.25 |
Common Stock | Restricted Stock Units | Disposition | 2018-05-31 | 1,583 | $99.05 | 1,583 | $0.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2018-05-31 | 1,413 | $0.00 | 1,413 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-11 | 2020-02-11 | No | 4 | M | Direct |
0 | 2018-05-31 | 2027-06-01 | No | 4 | M | Direct |
1,413 | 2028-05-31 | No | 4 | A | Direct |
Footnotes
- The shares covered by this Form 4 were exercised and sold pursuant to a Rule 10b5-1 Sales Plan dated as of August 23, 2017, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- This option was granted on February 11, 2010 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- Each restricted stock unit (RSU) represents the contingent right to receive one share of common stock of the Issuer upon vesting of the RSU.
- These RSUs were granted on June 1, 2017 and vested in full on May 31, 2018, the date of the next annual meeting of stockholders following the date of the grant.
- These RSUs were granted on May 31, 2018 and will vest in full on the earlier of the first anniversary of the grant date or the date of the next annual meeting of stockholders following the date of the grant.