Filing Details

Accession Number:
0001179110-18-007841
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-01 17:39:29
Reporting Period:
2018-05-31
Accepted Time:
2018-06-01 17:39:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635648 S Gordon Lee C/O Glu Mobile Inc.
875 Howard Street, Suite 100
San Francisco CA 94103
Vice President Of Accounting No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-31 56,250 $2.29 72,006 No 4 M Direct
Common Stock Disposition 2018-05-31 56,250 $5.62 15,756 No 4 S Direct
Common Stock Disposition 2018-05-31 15,756 $5.62 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-05-31 56,250 $0.00 56,250 $2.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
168,750 2027-04-11 No 4 M Direct
Footnotes
  1. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.57 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $5.58 to $5.64. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
  3. The option will become fully exercisable over four years with 25% of the shares vesting and becoming exercisable on March 27, 2018, and the remaining shares vesting and becoming exercisable in equal monthly instalments thereafter for a period of three years.