Filing Details
- Accession Number:
- 0001209191-18-034696
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 16:34:14
- Reporting Period:
- 2018-06-01
- Accepted Time:
- 2018-06-01 16:34:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1420601 | A. Douglas Lawson | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp, Corporate Mktg & Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-06-01 | 3,000 | $21.72 | 46,450 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-06-01 | 1,154 | $21.71 | 45,296 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-06-01 | 1,953 | $12.04 | 47,249 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-06-01 | 1,953 | $21.74 | 45,296 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2018-06-01 | 1,953 | $0.00 | 1,953 | $12.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,766 | 2018-04-15 | 2022-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,125 | Indirect | Held by spouse |
Footnotes
- Of the shares held as of June 1, 2018, 31,286 were issuable on vesting of restricted stock units granted to the executive under the 2012 Equity Incentive Plan and are subject to forfeiture.
- These options will vest as to 20% of the unvested shares each of October 15,2018, January 15,2019, April 15,2019 and July 15,2019 if the executive remains in the service of the Company on such vesting date.
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