Filing Details
- Accession Number:
- 0001615774-18-004737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 16:30:49
- Reporting Period:
- 2018-05-31
- Accepted Time:
- 2018-06-01 16:30:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534154 | Ipsidy Inc. | IDTY | Services-Prepackaged Software (7372) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1620625 | Robert Thomas Szoke | C/O Ipsidy Inc. 780 Long Beach Blvd. Long Beach NY 11561 | Chief Technology Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $.0001 Par Value | Disposition | 2018-05-31 | 1,809,543 | $0.19 | 19,083,318 | No | 4 | S | Direct | |
Common Stock, $.0001 Par Value | Disposition | 2018-05-31 | 1,315,940 | $0.19 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $.0001 Par Value | 3,000,000 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Stock Options | $0.45 | 2015-09-25 | 2025-09-25 | 10,000,000 | 10,000,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-09-25 | 10,000,000 | 10,000,000 | Direct |
Footnotes
- On May 31, 2018, Mr. Szoke, a director and Chief Technology Officer of Ipsidy Inc. (the "Company") assigned an aggregate of 3,125,483 shares of common stock to two third parties in the settlement of the termination of debt owed in the aggregate amount of $602,822.
- Shares held by Thomas Szoke LLC. Mr. Szoke is an officer and principal of the entity, and he may be deemed the beneficial owner or the shares held by such entity.
- Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
- Mr. Szoke was granted the stock option for his services as an executive officer of the Company.