Filing Details
- Accession Number:
- 0001127602-18-019507
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-06-01 13:57:56
- Reporting Period:
- 2018-02-21
- Accepted Time:
- 2018-06-01 13:57:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
4962 | American Express Co | AXP | Finance Services (6199) | 134922250 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1477675 | E. Douglas Buckminster | 200 Vesey Street, American Express Tower New York NY 10285-5001 | Pres, Glb Consumer Svcs Grp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-02-21 | 540 | $0.00 | 19,514 | No | 5 | G | Direct | |
Common Stock | Disposition | 2018-05-30 | 3,804 | $99.03 | 15,736 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 51,132 | Indirect | By GRAT |
Common Stock | 13,305 | Indirect | 401(k) Trust |
Footnotes
- The reported disposition represents a bona fide charitable gift made by the reporting person.
- The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.030 to $99.031. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- Includes shares acquired pursuant to dividend reinvestment.
- Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.