Filing Details

Accession Number:
0001127602-18-019469
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-06-01 09:52:52
Reporting Period:
2018-05-30
Accepted Time:
2018-06-01 09:52:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113169 Price T Rowe Group Inc TROW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 522264646
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498935 F. Robert Maclellan 100 East Pratt Street
Baltimore MD 21202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-30 4,163 $62.38 13,769 No 4 M Direct
Common Stock Acquisiton 2018-05-30 4,163 $54.31 17,932 No 4 M Direct
Common Stock Disposition 2018-05-30 5,000 $122.58 12,932 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2018-05-30 4,163 $0.00 4,163 $62.38
Common Stock Stock Options (Right to Buy) Disposition 2018-05-30 4,163 $0.00 4,163 $54.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-04-27 No 4 M Direct
0 2021-10-28 No 4 M Direct
Footnotes
  1. Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this stock option was issued at $64.94 per share, the closing price of TROW shares on April 27, 2011. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.
  2. Pursuant to the Amended and Restated 2007 Non-Employee Director Equity Plan, this stock option was issued at $56.54 per share, the closing price of TROW shares on October 28, 2011. The forfeiture provisions of the this award will vest upon the earliest of the following: (a) one year after the date of award, (b) the day immediately prior to the annual meeting of stockholders of the Company at which members of the Board of Directors are to be elected that occurs in the next calendar year following the year in which the date of award occurs, (c) death or (d) immediately before and contingent upon the occurrence of a Change in Control.