Filing Details
- Accession Number:
- 0001104659-18-037319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-31 21:43:23
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-05-31 21:43:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1727196 | Scholar Rock Holding Corp | SRRK | () | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493463 | Polaris Venture Partners Vi, L.p. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
1575691 | Polaris Venture Partners Founders' Fund Vi, L.p. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No | |
1665594 | Polaris Venture Management Co. Vi, L.l.c. | One Marina Park Drive, 10Th Floor Boston MA 02210 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-05-29 | 330,948 | $0.00 | 330,948 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 19,340 | $0.00 | 19,340 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 493,705 | $0.00 | 824,653 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 28,851 | $0.00 | 48,191 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 479,634 | $0.00 | 1,304,287 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 28,028 | $0.00 | 76,219 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 260,670 | $0.00 | 1,564,957 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 15,233 | $0.00 | 91,452 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 693,294 | $0.00 | 2,258,251 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 40,514 | $0.00 | 131,966 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 283,090 | $0.00 | 2,541,341 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 16,542 | $0.00 | 148,508 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2018-05-29 | 134,970 | $14.00 | 2,676,311 | No | 4 | P | Indirect | See Footnotes |
Common Stock | Acquisiton | 2018-05-29 | 7,887 | $14.00 | 156,395 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-1 Preferred Stock | Disposition | 2018-05-29 | 944,789 | $0.00 | 330,948 | $0.00 |
Common Stock | Series A-1 Preferred Stock | Disposition | 2018-05-29 | 55,211 | $0.00 | 19,340 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2018-05-29 | 1,409,429 | $0.00 | 493,705 | $0.00 |
Common Stock | Series A-2 Preferred Stock | Disposition | 2018-05-29 | 82,363 | $0.00 | 28,851 | $0.00 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2018-05-29 | 1,369,259 | $0.00 | 479,634 | $0.00 |
Common Stock | Series A-3 Preferred Stock | Disposition | 2018-05-29 | 80,016 | $0.00 | 28,028 | $0.00 |
Common Stock | Series A-4 Preferred Stock | Disposition | 2018-05-29 | 744,162 | $0.00 | 260,670 | $0.00 |
Common Stock | Series A-4 Preferred Stock | Disposition | 2018-05-29 | 43,487 | $0.00 | 15,233 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-05-29 | 1,979,216 | $0.00 | 693,294 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2018-05-29 | 115,659 | $0.00 | 40,514 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-05-29 | 808,166 | $0.00 | 283,090 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2018-05-29 | 47,225 | $0.00 | 16,542 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Preferred Stock automatically converted into Common Stock, for no additional payment or consideration, on a 2.8548-for-1 basis upon the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.
- The reportable securities are owned directly by Polaris Venture Partners VI, L.P. ("PVP VI"). Polaris Venture Management Co. VI, L.L.C. ("PVM VI") is the general partner of PVP VI. PVM VI is managed by its managing members, one of whom is Dr. Amir Nashat, a member of the Issuer's Board of Directors (collectively, the "Managing Members"). PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVP VI and the Managing Members may each be deemed to have shared voting and dispositive power with respect to the shares held by PVP VI.
- Each of PVM VI and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM VI or any of the Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.
- The reportable securities are owned directly by Polaris Venture Partners Founders' Fund VI, L.P. ("PVPFF VI"). PVM VI is the general partner of PVPFF VI. PVM VI may be deemed to have sole voting and dispositive power with respect to the shares held by PVPFF VI and the Managing Members may each be deemed to have shared voting and dispositive power with respect to the shares held by PVPFF VI. Each of PVM VI and the Managing Members disclaims beneficial ownership of these securities and this report shall not be deemed an admission that PVM VI or any of the Managing Members is a beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of their respective pecuniary interests therein.