Filing Details

Accession Number:
0001144204-18-032127
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-05-31 21:19:29
Reporting Period:
2018-05-18
Accepted Time:
2018-05-31 21:19:29
Original Submission Date:
2018-05-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006655 Evolution Petroleum Corp EPM Crude Petroleum & Natural Gas (1311) 411781991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1271502 John Lovoi 10000 Memorial Drive
Suite 550
Houston TX 77024
No No Yes No
1571902 Jvl Advisors, L.l.c. 10000 Memorial Drive
Suite 550
Houston TX 77024
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-18 22,135 $9.32 1,226,850 No 4 S Indirect See Footnotes
Common Stock Disposition 2018-05-21 50,000 $9.49 1,176,850 No 4 S Indirect See Footnotes
Common Stock Disposition 2018-05-22 25,000 $9.52 1,151,850 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 804,377 Indirect See Footnotes
Common Stock 133,361 Indirect See Footnotes
Common Stock 189,124 Indirect See Footnotes
Common Stock 158,364 Indirect See Footnotes
Common Stock 804,377 Indirect See Footnotes
Common Stock 133,361 Indirect See Footnotes
Common Stock 83,603 Indirect See Footnotes
Common Stock 189,124 Indirect See Footnotes
Common Stock 158,364 Indirect See Footnotes
Common Stock 804,377 Indirect See Footnotes
Common Stock 133,361 Indirect See Footnotes
Common Stock 83,603 Indirect See Footnotes
Common Stock 189,124 Indirect See Footnotes
Common Stock 158,364 Indirect See Footnotes
Footnotes
  1. John V. Lovoi ("Lovoi") is (i) the sole member and manager of JVL Advisors, LLC ("JVL Advisors"), which is the ultimate controlling entity of Asklepios Energy Fund, LP, a Texas limited partnership ("Asklepios"), Hephaestus Energy Fund, LP, a Delaware limited partnership ("Hephaestus"), Children's Energy Fund, LP, a Delaware limited partnership ("Children's Fund"), LVPU, LP, a Delaware limited partnership ("LVPU"), and Panakeia Energy Fund, LP, a Delaware limited partnership ("Panakeia"), and (ii) managing member of Lobo Baya, LLC, which is the ultimate controlling entity of Luxiver, LP, a Delaware limited partnership ("Luxiver", and collectively with Asklepios, Hephaestus, Children's Fund, LVPU, and Panakeia, the "Partnerships"). JVL Advisors is party to an investment management agreement with Luxiver that gives JVL Advisors voting and dispositive power over the securities owned by Luxiver; thus, JVL Advisors may be deemed an ultimate controlling entity of Luxiver.
  2. Because of their control over, and investment management relationship with, the Partnerships, JVL Advisors and Lovoi may be deemed to have voting and dispositive power over the securities owned by the Partnerships; thus, each may also be deemed to be the beneficial owner of these securities. JVL Advisors and Lovoi disclaim any beneficial ownership of the reported securities beneficially owned by the Partnerships in excess of their respective pecuniary interest in such securities.
  3. Represents Luxiver's sale of shares of common stock.
  4. Represents shares of common stock held by Luxiver.
  5. Represents shares of common stock held by Hephaestus.
  6. Represents shares of common stock held by Children's Fund.
  7. Represents shares of common stock held by Asklepios.
  8. Represents shares of common stock held by Panakeia.
  9. Represents shares of common stock held by LVPU.
  10. Represents a weighted average sale price for the shares of common stock - the high price was $9.35 and the low price was $9.30. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  11. Represents a weighted average sale price for the shares of common stock - the high price was $9.75 and the low price was $9.20. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  12. Represents a weighted average sale price for the shares of common stock - the high price was $9.80 and the low price was $9.30. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.