Filing Details
- Accession Number:
- 0001209191-18-034502
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-31 19:07:05
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-05-31 19:07:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1712923 | Greensky Inc. | GSKY | Services-Business Services, Nec (7389) | 822135346 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1741565 | Helen Zalik | 5565 Glenridge Connector, Suite 700 Atlanta GA 30342 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class B Common Stock | Disposition | 2018-05-29 | 19,200,980 | $0.00 | 50,948,121 | No | 4 | S | Indirect | By Founders Technology Investors, LLC |
Class B Common Stock | Disposition | 2018-05-29 | 5,009,231 | $0.00 | 13,291,556 | No | 4 | S | Indirect | By Financial Technology Investors, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Founders Technology Investors, LLC |
No | 4 | S | Indirect | By Financial Technology Investors, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Holdco Units | Disposition | 2018-05-29 | 19,200,980 | $21.85 | 19,200,980 | $0.00 |
Class A Common Stock | Holdco Units | Disposition | 2018-05-29 | 5,009,231 | $21.85 | 5,009,231 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
50,948,121 | No | 4 | S | Indirect | ||
13,291,556 | No | 4 | S | Indirect |
Footnotes
- Represents Holdco Units purchased by the Issuer in connection with its initial public offering, and shares of Class B common stock automatically cancelled upon such purchase.
- Amount represents 98.4957% of the Holdco Units purchased from Founders Technology Investors, LLC, and 98.4957% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 98.4957% indirect economic interest in Founders Technology Investors, LLC.
- The amount of securities reflects a 98.4957% indirect economic interest in Founders Technology Investors, LLC.
- The Class B common stock entitles holders to ten votes per share, votes as a single class with the Class A common stock, has no economic rights and is subject to forfeiture upon exchange of the Reporting Person's Holdco Units as described below.
- Amount represents 97.1314% of the Holdco Units purchased from Financial Technology Investors, LLC, and 97.1314% of the Class B common stock automatically cancelled upon such purchase, attributable to the Reporting Person based on her 97.1314% indirect economic interest in Financial Technology Investors, LLC.
- The amount of securities reflects a 97.1314% indirect economic interest in Financial Technology Investors, LLC.
- Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.