Filing Details
- Accession Number:
- 0001179110-11-002869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 17:36:18
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 17:36:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1390844 | Wabco Holdings Inc. | WBC | Motor Vehicles & Passenger Car Bodies (3711) | 208481962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210413 | Peter G Daloia | C/O Wabco Holdings Inc. One Centennial Avenue Piscataway NJ 08855 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 50,000 | $17.48 | 61,642 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 9,333 | $34.42 | 70,975 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 59,333 | $65.04 | 11,642 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-15 | 9,333 | $0.00 | 9,333 | $34.42 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-15 | 50,000 | $0.00 | 50,000 | $17.48 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-07-07 | 2012-07-07 | No | 4 | M | Direct |
| 0 | 2003-02-07 | 2012-02-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,921 | Indirect | Deferred Stock Units |
| Common Stock | 5,405 | Indirect | By Trust |
| Common Stock | 1,508 | Indirect | Deferred Comp Plan |
| Common Stock | 4,080 | Indirect | ESOP Savings Plan |
Footnotes
- The transacton reported herein includes sales at a range of prices from $65.00 to $65.38. The reporting person undertakes to provide on request detailed breakouts in order that the SEC Staff, the isssuer or any security holder of the issuer can receive full information regarding the number of shares purchased or sold at each separate price.
- The deferred stock units were granted as part of the reporting person's annual retainer. The deferred stock units equal the reporting person's portion of his retainer fee divided by the closing price of WABCO's common stock on the day preceding the grant date. Each whole deferred stock unit represents a contingent right to receive one share of WABCO common stock. The deferred stock units are 100% vested upon grant and shall be distributed in shares of common stock as soon as practicable following the earliest to occur of: (i) reporting person's death or Disability as defined in the Award Agreement; (ii) a "Change in Control" as defined in the Omnibus Incentive Plan; (iii) the reporting person's "separation from service" (as defined under applicable tax rules) from WABCO Holding Inc.; (iv) June 27, 2011; or (v) if elected by the reporting person, an "optional payment date" which may not be earlier than June 27, 2016.
- Includes reinvestment of dividends paid on shares held in Rabbi trust for non-management directors.
- Shares are held in a Rabbi trust for non-management directors. Director exercises voting rights but no right to dispose until directorship ends.
- Shares held in Trane Inc.'s ESOP and Savings Plan.
Billionaire Hedge Funds
