Filing Details
- Accession Number:
- 0000896878-18-000086
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-31 15:01:40
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-05-31 15:01:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 896878 | Intuit Inc | INTU | Services-Prepackaged Software (7372) | 770034661 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1583139 | A Daniel Wernikoff | C/O Intuit Inc. 2700 Coast Avenue Mountain View CA 94043 | Evp, Consumer Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-29 | 67,350 | $82.59 | 68,237 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-29 | 90,945 | $107.25 | 159,182 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-29 | 67,248 | $113.19 | 226,430 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-29 | 81,653 | $195.54 | 144,777 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-29 | 67,507 | $196.53 | 77,270 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-29 | 64,675 | $197.42 | 12,595 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-29 | 11,708 | $198.06 | 887 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-29 | 67,350 | $0.00 | 67,350 | $82.59 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-29 | 90,945 | $0.00 | 90,945 | $107.25 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-05-29 | 67,248 | $0.00 | 67,248 | $113.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-24 | 2022-07-22 | No | 4 | M | Direct |
| 5,351 | 2022-07-22 | No | 4 | M | Direct | |
| 42,798 | 2023-07-23 | No | 4 | M | Direct |
Footnotes
- Transaction effected pursuant to a 10b5-1 trading plan adopted by the reporting person in December 2017.
- Includes 99 shares acquired by the reporting person on 3/15/2018 through the Intuit Inc. Employee Stock Purchase Plan.
- This transaction was executed in multiple trades ranging from $194.92 to $195.90. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $195.92 to $196.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $196.92 to $197.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $197.92 to $198.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Represents final vesting date for this award granted 7/24/2014 for 67,350 stock options.
- One third of the 96,296 options granted on 7/23/2015 vested on 7/23/2016 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.
- One third of the 110,046 options granted on 7/21/2016 vested on 7/21/2017 and thereafter 2.778% of the options vest on each monthly anniversary of that first vesting date.
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