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Filing Details

Accession Number:: 0001181431-11-010869
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-02-16 17:16:51
Reporting Period:: 2011-02-14

Filing Date:: 2011-02-16
Accepted Time:: 2011-02-16 17:16:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1392380	Gevo Inc.	GEVO	Industrial Organic Chemicals (2860)	870747704

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1414211	Virgin Green Fund I Lp	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1414472	Mark Poole	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1478379	Anup Jacob	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1478383	Ltd I Vgf	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1478408	Vgf Partners I, L.p.	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1504524	Niall Ritchie	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No
1504547	Stephen Murphy	C/O Vgf Advisers (Us) Llc 27 South Park Street, Suite 200 San Francisco CA 94107	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-02-14	2,567,251	$0.00	2,567,251	No	4	C	Indirect	See footnote
Common Stock	Acquisiton	2011-02-14	186,667	$15.00	2,753,918	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series B Preferred Stock	Disposition	2011-02-14	1,027,397	$0.00	1,027,397	$0.00
Common Stock	Series C Preferred Stock	Disposition	2011-02-14	456,204	$0.00	456,204	$0.00
Common Stock	Series D Preferred Stock	Disposition	2011-02-14	639,206	$0.00	639,206	$0.00
Common Stock	Series D-1 Preferred Stock	Disposition	2011-02-14	233,645	$0.00	444,444	$0.00
Series C Preferred Stock	Warrants (right to buy)	Disposition	2011-02-14	28,786	$0.00	28,786	$5.48
Common Stock	Warrants (right to buy)	Acquisiton	2011-02-14	28,786	$0.00	28,786	$5.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Indirect
0			No	4	C	Indirect
0			No	4	C	Indirect
0			No	4	C	Indirect
0	2008-01-18	2018-01-18	No	4	C	Indirect
28,786	2008-01-18	2018-01-18	No	4	C	Indirect

Footnotes

Represents the aggregate number of shares of common stock held by the reporting person following conversion of the shares of preferred stock previously held by the reporting person and reflected in Table II of this Form 4.
Upon completion of the Issuer's initial public offering of common stock, all shares of preferred stock held by the reporting person, other than shares of Series D-1 Preferred Stock, were automatically converted into shares of the Issuer's common stock on a one-for-one basis and had no expiration date.
Upon completion of the Issuer's initial public offering and in accordance with the terms of the Issuer's Amended and Restated Certificate of Incorporation, filed with the Secretary of State of the State of Delaware on May 4, 2010, a copy of which is attached as Exhibit 3.1 to the Issuer's Registration Statement on Form S-1 (File No. 333-168792), as amended, initially filed with the Securities and Exchange Commission on August 12, 2010, the Series D-1 Preferred Stock was automatically converted into shares of the Issuer's common stock at a ratio of 1:1.90222 and had no expiration date.
Shares are owned directly by Virgin Green Fund I, L.P. (the "Fund"). VGF Partners I, L.P. is the general partner (the "Direct General Partner") of the Fund and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. VGF I Limited is the general partner of the Direct General Partner (the "Ultimate General Partner") and may be deemed to have the sole voting and dispositive power over the securities held by the Fund. Each of Shai Weiss, Anup Jacob, Mark Poole, Niall Ritchie and Stephen Murphy (the "Directors") are directors of the Ultimate General Partner and each Director may be deemed to share in the voting and dispositive power over the securities held by the Fund. Each of the Direct General Partner, the Ultimate General Partner and the Directors disclaim beneficial ownership of the securities held by the Fund except to the extent of any pecuniary interest therein.
Upon completion of the Issuer's initial public offering, this warrant to purchase shares of Series C Preferred Stock automatically converted into a warrant to purchase an equal number of shares of the Issuer's common stock.