Filing Details
- Accession Number:
- 0001561680-18-000082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-30 18:39:08
- Reporting Period:
- 2018-05-25
- Accepted Time:
- 2018-05-30 18:39:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561680 | Tri Pointe Group Inc. | TPH | Operative Builders (1531) | 611763235 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1567627 | F. Douglas Bauer | C/O Tri Pointe Group, Inc. 19540 Jamboree Road, Suite 300 Irvine CA 92612 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-25 | 3,900 | $17.75 | 830,081 | No | 4 | S | Indirect | See Note |
Common Stock | Disposition | 2018-05-29 | 54,856 | $17.65 | 775,225 | No | 4 | S | Indirect | See Note |
Common Stock | Disposition | 2018-05-30 | 12,826 | $17.77 | 762,399 | No | 4 | S | Indirect | See Note |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Note |
No | 4 | S | Indirect | See Note |
No | 4 | S | Indirect | See Note |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 168,479 | Direct |
Footnotes
- The sale of these shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
- By The Bauer Revocable Trust.
- Of the 54,856 shares sold on May 29, 2018, the sale of 23,746 shares was effected pursuant to a Rule 10b5-1 plan entered into by the reporting person effective November 9, 2017.
- The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.50 to $17.77, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $17.75 to $17.86, inclusive. The reporting person undertakes to provide TRI Pointe Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.