Filing Details
- Accession Number:
- 0001140361-18-026333
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-30 18:24:11
- Reporting Period:
- 2018-05-29
- Accepted Time:
- 2018-05-30 18:24:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1040899 | David Nierenberg | 19605 Ne 8Th Street Camas WA 98607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-29 | 30,532 | $16.55 | 232,095 | No | 4 | S | Indirect | By The D3 Family Fund, LP |
| Common Stock | Disposition | 2018-05-29 | 111,361 | $16.55 | 531,065 | No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| Common Stock | Disposition | 2018-05-29 | 8,107 | $16.55 | 39,523 | No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By The D3 Family Fund, LP |
| No | 4 | S | Indirect | By The D3 Family Bulldog Fund, LP |
| No | 4 | S | Indirect | By The DIII Offshore Fund, LP |
Footnotes
- The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein.
- These shares were sold pursuant to standard re-balancing due to the applicable Funds' practices.
- This transaction was executed in multiple trades at an average price of $16.55 per share.
Billionaire Hedge Funds
