Filing Details
- Accession Number:
- 0001141391-18-000066
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-30 18:15:15
- Reporting Period:
- 2018-04-09
- Accepted Time:
- 2018-05-30 18:15:15
- Original Submission Date:
- 2018-04-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679508 | Michael Fraccaro | 2000 Purchase Street Purchase NY 10577 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2018-04-09 | 1,807 | $90.13 | 5,353 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-04-09 | 2,274 | $171.39 | 3,079 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-04-10 | 2,186 | $90.10 | 5,265 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-04-10 | 2,186 | $175.00 | 3,079 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2018-04-09 | 1,807 | $90.13 | 1,807 | $90.13 |
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2018-04-10 | 2,186 | $90.10 | 2,186 | $90.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,807 | 2025-03-01 | No | 4 | M | Direct | |
| 4,372 | 2026-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 22, 2018.
- The reporting person was awarded 7,228 employee stock options on March 1, 2015, of which 5,421 have vested. The remaining 1,807 employee stock options will vest on March 1, 2019.
- The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 4,372 have vested. The remaining 4,372 employee stock options will vest in two equal annual installments beginning on March 1, 2019.
Billionaire Hedge Funds
