Filing Details

Accession Number:
0001209191-18-034203
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-30 17:25:12
Reporting Period:
2018-05-30
Accepted Time:
2018-05-30 17:25:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1659323 Iterum Therapeutics Plc ITRM () E9
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1619859 L.p. X Canaan 2765 Sand Hill Road
Menlo Park CA 94025
Yes No Yes No
1673228 Canaan Partners X Llc 2765 Sand Hill Road
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-05-30 721,408 $0.00 721,408 No 4 C Direct
Ordinary Shares Acquisiton 2018-05-30 275,446 $0.00 996,854 No 4 C Direct
Ordinary Shares Acquisiton 2018-05-30 229,660 $0.00 1,226,514 No 4 C Direct
Ordinary Shares Acquisiton 2018-05-30 506,656 $13.00 1,733,170 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 C Direct
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Series A Preferred Shares Disposition 2018-05-30 721,408 $0.00 721,408 $0.00
Ordinary Shares Series B-1 Preferred Shares Disposition 2018-05-30 275,446 $0.00 275,446 $0.00
Ordinary Shares Series B-2 Preferred Shares Disposition 2018-05-30 229,660 $0.00 229,660 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
  2. These shares are held directly by Canaan X L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners X LLC ("Canaan X", and together with the Canaan Fund, the "Canaan Entities"), and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Brenton K. Ahrens, a manager and member of Canaan X, serves as the representative of the Canaan Entities on the Issuer's board of directors. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan X, collectively. Canaan X disclaims Section 16 beneficial ownership of the shares held by the Canaan Fund, except to the extent, if any, of its pecuniary interest therein.
  3. The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
  4. The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.