Filing Details
- Accession Number:
- 0001209191-18-034203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-30 17:25:12
- Reporting Period:
- 2018-05-30
- Accepted Time:
- 2018-05-30 17:25:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1659323 | Iterum Therapeutics Plc | ITRM | () | E9 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1619859 | L.p. X Canaan | 2765 Sand Hill Road Menlo Park CA 94025 | Yes | No | Yes | No | |
1673228 | Canaan Partners X Llc | 2765 Sand Hill Road Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-05-30 | 721,408 | $0.00 | 721,408 | No | 4 | C | Direct | |
Ordinary Shares | Acquisiton | 2018-05-30 | 275,446 | $0.00 | 996,854 | No | 4 | C | Direct | |
Ordinary Shares | Acquisiton | 2018-05-30 | 229,660 | $0.00 | 1,226,514 | No | 4 | C | Direct | |
Ordinary Shares | Acquisiton | 2018-05-30 | 506,656 | $13.00 | 1,733,170 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Series A Preferred Shares | Disposition | 2018-05-30 | 721,408 | $0.00 | 721,408 | $0.00 |
Ordinary Shares | Series B-1 Preferred Shares | Disposition | 2018-05-30 | 275,446 | $0.00 | 275,446 | $0.00 |
Ordinary Shares | Series B-2 Preferred Shares | Disposition | 2018-05-30 | 229,660 | $0.00 | 229,660 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The Series A Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
- These shares are held directly by Canaan X L.P. (the "Canaan Fund"). The sole general partner of the Canaan Fund is Canaan Partners X LLC ("Canaan X", and together with the Canaan Fund, the "Canaan Entities"), and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Brenton K. Ahrens, a manager and member of Canaan X, serves as the representative of the Canaan Entities on the Issuer's board of directors. Investment and voting decisions with respect to the shares held by the Canaan Fund are made by the managers of Canaan X, collectively. Canaan X disclaims Section 16 beneficial ownership of the shares held by the Canaan Fund, except to the extent, if any, of its pecuniary interest therein.
- The Series B-1 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.
- The Series B-2 Preferred Shares automatically converted into Ordinary Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer and had no expiration date.