Filing Details
- Accession Number:
- 0001209191-11-010214
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 17:03:58
- Reporting Period:
- 2011-02-14
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 17:03:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 31277 | Eaton Corp | ETN | Misc Industrial & Commercial Machinery & Equipment (3590) | 340196300 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188578 | Arnold Craig | Eaton Center 1111 Superior Ave. Cleveland OH 44114 | Vc & Coo-Industrial Sector | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2011-02-14 | 1,692 | $59.07 | 72,401 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-02-14 | 1,692 | $112.69 | 70,709 | No | 4 | S | Direct | |
| Common Shares | Acquisiton | 2011-02-14 | 42,308 | $59.07 | 113,017 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2011-02-14 | 38,935 | $112.19 | 74,082 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2011-02-14 | 3,373 | $112.77 | 70,709 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option | Disposition | 2011-02-14 | 1,692 | $0.00 | 1,692 | $59.07 |
| Common Shares | Stock Option | Disposition | 2011-02-14 | 42,308 | $0.00 | 42,308 | $59.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,308 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
| 0 | 2005-02-24 | 2014-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 66 | Indirect | by trustee of ESP |
Footnotes
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.63 - $112.795. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $111.734 - $112.72. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $112.73 - $112.82. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- These shares are held in the Eaton Savings Plan.
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