Home > Insider Trading > Filing (0001716837-18-000032)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513957	S. Alan Henricks	C/O Roku, Inc. 150 Winchester Circle Los Gatos CA 95032		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2018-05-24	5,000	$35.79	38,333	No	4	S	Direct
Class A Common Stock	Disposition	2018-05-25	5,000	$36.75	33,333	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Acquisiton	2018-05-24	2,222	$0.00	2,222	$0.00
Common Stock	Stock Option (right to buy)	Acquisiton	2018-05-24	5,856	$35.99	5,856	$35.99

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,222			No	4	A	Direct
5,856	2018-06-24	2028-05-24	No	4	A	Direct

Footnotes

All shares vest on the 12 month anniversary of the grant date.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.79 to $35.81per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option will vest in 12 monthly installments from grant date.