Filing Details
- Accession Number:
- 0001140361-11-010215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-16 16:52:13
- Reporting Period:
- 2011-02-15
- Filing Date:
- 2011-02-16
- Accepted Time:
- 2011-02-16 16:52:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 37748 | Massey Energy Co | MEE | Bituminous Coal & Lignite Surface Mining (1221) | 950740960 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1309424 | Williams David Owings | C/O Massey Energy Company 4 North 4Th Street Richmond VA 23219 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-15 | 681 | $5.21 | 11,024 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 609 | $13.60 | 11,633 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-02-15 | 2,893 | $19.50 | 14,526 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-15 | 3,290 | $64.51 | 11,236 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-15 | 893 | $65.00 | 10,343 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-02-15 | 681 | $0.00 | 681 | $5.21 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-02-15 | 609 | $0.00 | 609 | $13.60 |
| Common Stock | Employee Stock Options (right to buy) | Disposition | 2011-02-15 | 2,893 | $0.00 | 2,893 | $19.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-10-29 | 2012-10-21 | No | 4 | M | Direct |
| 0 | 2007-11-17 | 2013-11-17 | No | 4 | M | Direct |
| 1,447 | 2011-11-10 | 2018-11-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 59 | Indirect | By the 401(k) Plan |
Footnotes
- The applicable options were exercised and the underlying common stock was sold pursuant to a sales plan entered into by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Consideration for these stock options is in the form of labor performed for services rendered to Massey, having a value of not less than the present fair market value of a like number of options of common stock of Massey on the date of grant.
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