Filing Details
- Accession Number:
- 0001179110-18-007624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-29 17:26:33
- Reporting Period:
- 2018-05-24
- Accepted Time:
- 2018-05-29 17:26:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1132105 | Sportsman's Warehouse Holdings Inc. | SPWH | Retail-Miscellaneous Shopping Goods Stores (5940) | 391795614 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355140 | P L Iii Partners Equity Seidler | 4640 Admiralty Way, Suite 1200 Marina Del Rey CA 90292 | Yes | No | Yes | No | |
1604933 | Seidler Kutsenda Management Company, Llc | 4640 Admiralty Way, Suite 1200 Marina Del Rey CA 90292 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-24 | 150,000 | $5.03 | 4,922,652 | No | 4 | S | Indirect | See footnote 2 |
Common Stock | Disposition | 2018-05-25 | 70,000 | $5.18 | 4,852,652 | No | 4 | S | Indirect | See footnote 2 |
Common Stock | Disposition | 2018-05-29 | 160,000 | $5.22 | 4,692,652 | No | 4 | S | Indirect | See footnote 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnote 2 |
No | 4 | S | Indirect | See footnote 2 |
No | 4 | S | Indirect | See footnote 2 |
Footnotes
- Includes 140,037 shares of the Issuer's common stock sold by Seidler Equity Partners III, L.P. ("SEP III") and 9,963 shares of the Issuer's common stock sold by SK Capital Holdings. L.P. ("SK Capital"). The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- Represents the total beneficial ownership of shares of the Issuer's common stock owned by SEP III and SK Capital. Seidler Kutsenda Management Company ("SKMC") is the investment manager of SEP III and the general partner of SK Capital. SKMC, as the investment manager of SEP III and the general partner of SK Capital, has ultimate voting and dispositive power over all of the shares owned by SEP III and SK Capital. SKMC may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own common stock held by SEP III and SK Capital. SKMC disclaims beneficial ownership of the shares of common stock, except to the extent of its indirect pecuniary interests, if any, in those shares. Mr. Christopher Eastland, a member of the Issuer's Board of Directors since August 2009, is a partner at SEP III and SK Capital.
- Includes 65,351 shares of the Issuer's common stock sold by SEP III and 4,649 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- Includes 149,373 shares of the Issuer's common stock sold by SEP III and 10,627 shares of the Issuer's common stock sold by SK Capital. The shares were sold pursuant to a Rule 10b5-1 plan previously entered into by SEP III and SK Capital.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.2207 to $5.2263, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.