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Filing Details

Accession Number:: 0001140361-18-026052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-29 17:15:32
Reporting Period:: 2018-05-24

Accepted Time:: 2018-05-29 17:15:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1012477	Avadel Pharmaceuticals Plc	AVDL	Pharmaceutical Preparations (2834)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1144178	S Michael Anderson	Block 10-1, Blanchardstown Corporate Park, Ballycoolin Dublin L2 15	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Adss	Acquisiton	2018-05-24	3,000	$6.44	262,750	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Adss	Stock Option (right to buy)	$6.93	2022-03-08	275,000	275,000	Direct
Adss	Stock Option (right to buy)	$4.07	2023-02-01	80,500	80,500	Direct
Adss	Stock Option (right to buy)	$16.30	2024-12-11	200,000	200,000	Direct
Adss	Stock Option (right to buy)	$14.35	2025-12-10	200,000	200,000	Direct
Adss	Stock Option (right to buy)	$10.40	2026-12-14	200,000	200,000	Direct
Adss	Stock Option (right to buy)	$8.95	2027-12-12	150,000	150,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-03-08	275,000	275,000	Direct
2023-02-01	80,500	80,500	Direct
2024-12-11	200,000	200,000	Direct
2025-12-10	200,000	200,000	Direct
2026-12-14	200,000	200,000	Direct
2027-12-12	150,000	150,000	Direct

Footnotes

The issuer's "ADSs" are American Depositary Shares, with each ADS representing one ordinary share, nominal value $0.01 per share, of the issuer; ADSs may be represented by American Depositary Receipts.
Includes (a) 50,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/11/2014, all of which will be issued to the reporting person on the fourth anniversary of the grant date; (b) 50,000 restricted ADSs granted under the issuer's "Free Share" award program on 8/10/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; (c) 30,000 restricted ADSs granted under the issuer's "Free Share" award program on 12/14/2016, all of which will be issued to the reporting person on the second anniversary of the grant date; and [continued in footnote 3 below]
(d) 25,000 restricted ADSs granted under the issuer's Omnibus Incentive Compensation Plan on 12/12/2017, under which 16,666 ADSs will vest and be issued on the second anniversary of the grant date and the remaining 8,334 ADSs will vest and be issued on the third anniversary of the grant date (with vesting of these restricted shares subject to the reporting person remaining in continuous service until the applicable anniversary of the date of grant).
Options became exercisable in four equal amounts over the first four anniversaries after the 03/08/2012 grant date.
Options became exercisable in four equal amounts over the first four anniversaries after the 02/01/2013 grant date.
Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/11/2014 grant date.
Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/10/2015 grant date.
Options become exercisable as to 50,000 ADSs on each of the first four anniversaries after the 12/14/2016 grant date.
Options become exercisable as to 37,500 ADSs on each of the first four anniversaries after the 12/12/2017 grant date.