Filing Details
- Accession Number:
- 0001354327-18-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-29 16:00:18
- Reporting Period:
- 2018-05-25
- Accepted Time:
- 2018-05-29 16:00:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1354327 | Pgt Innovations Inc. | PGTI | () | 1231 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1103888 | Joseph M Mchugh | C/O Pgt Innovations 1070 Technology Drive North Venice FL 34275 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Pgti Common Stock | Acquisiton | 2018-05-25 | 83,601 | $1.98 | 148,549 | No | 4 | M | Direct | |
Pgti Common Stock | Disposition | 2018-05-25 | 83,601 | $20.38 | 64,948 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-05-25 | 83,601 | $0.00 | 83,601 | $1.98 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-04-07 | No | 4 | M | Direct |
Footnotes
- This transaction was executed pursuant to a letter of instruction from the reporting person whereby reporting person elected to exercise options granted on April 7, 2010.
- This transaction was executed in multiple trades ranging from $20.30 to $20.50 per share. The price reported above represents the weighted-average sales price. The reporting person hereby undertakes to provide full information regarding the numbers of shares and prices at which the transactions were affected upon request by the SEC staff, the issuer, or a security holder of the issuer.
- An aggregate of 83,601 options exercisable in five approximately equal annual installments beginning on April 7, 2011.