Filing Details
- Accession Number:
- 0001127602-18-019002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 17:58:43
- Reporting Period:
- 2018-05-24
- Accepted Time:
- 2018-05-25 17:58:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1053352 | Heritage Commerce Corp | HTBK | State Commercial Banks (6022) | 770469558 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1541330 | Eugene Michael Benito | 150 Almadne Blvd. San Jose CA 95113 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-05-24 | 6,000 | $17.00 | 41,600 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Standard Employee Option - NSO | $7.43 | 2009-05-04 | 2019-05-04 | 4,500 | 4,500 | Direct |
Common Stock | Standard Employee Option - NSO | $3.57 | 2010-07-26 | 2020-07-26 | 4,500 | 4,500 | Direct |
Common Stock | Standard Employee Option - NSO | $6.57 | 2013-04-30 | 2023-04-30 | 10,000 | 10,000 | Direct |
Common Stock | Standard Employee Option - NSO | $8.07 | 2014-02-27 | 2024-02-27 | 12,500 | 12,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-05-04 | 4,500 | 4,500 | Direct |
2020-07-26 | 4,500 | 4,500 | Direct |
2023-04-30 | 10,000 | 10,000 | Direct |
2024-02-27 | 12,500 | 12,500 | Direct |