Filing Details
- Accession Number:
- 0001033012-18-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 16:28:27
- Reporting Period:
- 2018-05-23
- Accepted Time:
- 2018-05-25 16:28:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1033012 | Flagstar Bancorp Inc | (NYSE:FBC) | Savings Institution, Federally Chartered (6035) | 383150651 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1582883 | Matthew Lee Smith | C/O Flagstar Bancorp Inc. 5151 Corporate Drive Troy MI 48098 | Executive Vice President & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Acquisiton | 2018-05-23 | 2,033 | $0.00 | 104,445 | No | 4 | M | Direct | |
| Flagstar Bancorp, Inc. Common Stock | Disposition | 2018-05-23 | 582 | $0.00 | 103,863 | No | 4 | F | Direct | |
| Flagstar Bancorp, Inc. Common Stock | Disposition | 2018-05-24 | 3,000 | $35.12 | 100,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Flagstar Bancorp, Inc. Common Stock | Restricted Stock Units L17 | Disposition | 2018-05-23 | 2,033 | $0.00 | 2,033 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,097 | No | 4 | M | Direct |
Footnotes
- These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.
- The sales reported in this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2017.
- This price is the average of the following sales: 100 shares each at $35.04, $35.11, $35.12, $35.17, $35.18, $35.21 and $35.22; 114 shares at $ 35.10; 181 shares at $35.08; 200 shares each at $35.06 and $35.07; 300 shares at $35.09; 400 shares each at $35.15 and $35.16; and 505 shares at $35.13.
- Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.
- The restricted stock units were granted on May 23, 2017, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.
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