Filing Details
- Accession Number:
- 0001209191-18-033505
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 16:12:08
- Reporting Period:
- 2018-05-23
- Accepted Time:
- 2018-05-25 16:12:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1522228 | Joseph Jeffrey Mccall | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-05-23 | 50,887 | $21.05 | 190,052 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2018-05-23 | 49,864 | $50.69 | 140,188 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-05-23 | 1,023 | $51.33 | 139,165 | No | 4 | S | Direct | |
Class B Common Stock | Acquisiton | 2018-05-23 | 1,018 | $21.05 | 4,492 | No | 4 | M | Direct | |
Class B Common Stock | Disposition | 2018-05-23 | 588 | $41.69 | 3,904 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-23 | 50,887 | $0.00 | 50,887 | $21.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-12 | 2018-06-01 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Appreciation Right | $50.34 | 2018-02-12 | 2020-04-01 | 39,224 | 39,224 | Direct |
Class A Common Stock | Stock Appreciation Right | $46.51 | 2018-02-12 | 2020-10-01 | 12,931 | 12,931 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-04-01 | 39,224 | 39,224 | Direct |
2020-10-01 | 12,931 | 12,931 | Direct |
Footnotes
- This transaction occurred pursuant to a Rule 10b5-1 plan adopted by the reporting person.
- For each share of Class A common stock received by the Reporting Person by exercising the option, the Reporting Person will also receive .02 shares of Class B common stock.
- The price reflects the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $50.26 to $51.21 per share. The reporting person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- Appreciation is capped at $22.60 per stock appreciation right.
- For each share of Class A common stock received by the Reporting Person by exercising the stock appreciation right, the Reporting Person will also receive .02 shares of Class B common stock.