Filing Details
- Accession Number:
- 0001415889-18-000815
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-25 13:51:13
- Reporting Period:
- 2018-05-25
- Accepted Time:
- 2018-05-25 13:51:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 50471 | Park City Group Inc | PCYG | Services-Computer Processing & Data Preparation (7374) | 371454128 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1143335 | K Randall Fields | C/O Park City Group, Inc. 299 South Main Street, Suite 2225 Salt Lake City UT 84111 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-25 | 4,000 | $7.99 | 654,693 | No | 4 | P | Indirect | By Riverview Financial Corp. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Riverview Financial Corp. |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,706,089 | Direct | |
| Common Stock | 30,667 | Indirect | By Spouse |
| Common Stock | 1,289,230 | Indirect | By Fields Management |
| Series B Preferred Stock | 531,432 | Indirect | By Riverview Financial Corp |
| Series B Preferred Stock | 14,450 | Indirect | By Spouse |
| Common Stock | 205,000 | Indirect | By Charitable 2010, LLC |
| Series B-1 Preferred Stock | 121,936 | Indirect | By Fields Management, Inc. |
| Series B-1 Preferred Stock | 78,123 | Indirect | By Riverview Financial Corp |
| Series B-1 Preferred Stock | 657 | Indirect | By Spouse |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | $10.00 | 2015-01-26 | 2020-01-26 | 3,165 | 3,165 | Direct |
| Common Stock | Warrants | $4.00 | 2015-02-05 | 2020-02-05 | 914,065 | 914,065 | Indirect |
| Common Stock | Warrants | $4.00 | 2015-02-05 | 2020-02-05 | 40,250 | 40,250 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-26 | 3,165 | 3,165 | Direct |
| 2020-02-05 | 914,065 | 914,065 | Indirect |
| 2020-02-05 | 40,250 | 40,250 | Indirect |
Footnotes
- Includes 5,157 unvested shares of common stock.
- Includes 771,587 unvested shares of common stock.
Billionaire Hedge Funds
