Filing Details
- Accession Number:
- 0001617694-18-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-24 16:21:49
- Reporting Period:
- 2018-05-24
- Accepted Time:
- 2018-05-24 16:21:49
- Original Submission Date:
- 2018-05-24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1604174 | Eagle Point Credit Co Inc. | ECC | () | 465215217 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1617694 | P. Thomas Majewski | 20 Horseneck Lane Greenwich CT 06830 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 7.00% Notes Due 2020 | Disposition | 2018-05-24 | 50,000 | $50,525.00 | 0 | No | 4 | J | Direct | |
| 6.6875% Notes Due 2028 | Acquisiton | 2018-05-24 | 50,000 | $49,500.00 | 50,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | 52,000 | Direct | |
| 7.75% Series A Term Preferred Stock Due 2022 | 250 | Indirect | By Anna Majewski UGTMA |
| 7.75% Series A Term Preferred Stock Due 2022 | 275 | Indirect | By Michael Majewski UGTMA |
| 7.75% Series A Term Preferred Stock Due 2022 | 1,000 | Direct |
Footnotes
- The Issuer's 7.00% notes due 2020 were redeemed in full on May 24, 2018 at a price equal to the aggregate principal amount thereof plus accrued but unpaid interest to, but excluding, the date of redemption
- The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $24.75 per $25 aggregate principal amount.
- These shares are held in an account for the benefit of Anna Majewski, Thomas Majewski's daughter. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- These shares are held in an account for the benefit of Michael Majewski, Thomas Majewski's son. Thomas Majewski has investment authority over this account. Thomas Majewski disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
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