Filing Details
- Accession Number:
- 0001209191-18-032966
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-05-24 16:09:26
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2018-05-24 16:09:26
- Original Submission Date:
- 2018-05-23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326110 | Nantkwest Inc. | NK | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033742 | Steve Gorlin | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-05-21 | 5,557 | $4.00 | 418,449 | No | 4 | S | Indirect | By spouse |
| Common Stock | Disposition | 2018-05-22 | 8,546 | $3.91 | 409,903 | No | 4 | S | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By spouse |
| No | 4 | S | Indirect | By spouse |
Footnotes
- Represents the weighted average share price of an aggregate total of 5,557shares sold in the price range of $3.97 to $4.01 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This amendment is being filed to correct the weighted average share price for shares sold May 21, 2018 and May 22, 2018 as reported in the Form 4 filed on May 23, 2018.
- Represents the weighted average share price of an aggregate total of 8,546 shares sold in the price range of $3.91 to $3.925 by the reporting person's spouse. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
