Filing Details
- Accession Number:
- 0001628280-18-007159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-24 16:07:38
- Reporting Period:
- 2018-05-23
- Accepted Time:
- 2018-05-24 16:07:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411342 | Ellington Financial Llc | EFC | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1060435 | I Ronald Simon | 53 Forest Ave Old Greenwich CT 06870 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Rep. Limited Liabiilty Company Interests | Acquisiton | 2018-05-23 | 1,839 | $16.20 | 22,666 | No | 4 | P | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.19 to $16.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held in the Simon Family Trust (the "Trust"). Mr. Simon is a trustee of the Trust. Mr. Simon and his wife are the beneficiaries of the Trust. Mr. Simon disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Billionaire Hedge Funds
