Filing Details
- Accession Number:
- 0001271163-18-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-23 19:13:23
- Reporting Period:
- 2018-05-22
- Accepted Time:
- 2018-05-23 19:13:23
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2018-05-22 | 539 | $52.21 | 38,400 | No | 4 | S | Direct | |
Series C Cumulative Puttable And Callable Preferred Shares | Disposition | 2018-05-22 | 268 | $52.21 | 0 | No | 4 | S | Indirect | Investment Partnerships |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | Investment Partnerships |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series C Cumulative Puttable And Callable Preferred Shares | 1,346 | Indirect | Trust Accounts |
Series C Cumulative Puttable And Callable Preferred Shares | 225,000 | Indirect | E3M 2016, LLC |
Footnotes
- The shares reported reflect the total shares owned by trust accounts for which Mario J. Gabelli serves as trustee.
- E3M 2016 is a limited liability company owned entirely by Mr. Gabelli.