Filing Details
- Accession Number:
- 0001209191-18-032697
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-23 17:52:27
- Reporting Period:
- 2018-05-23
- Accepted Time:
- 2018-05-23 17:52:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1499422 | Rbb Bancorp | RBB | State Commercial Banks (6022) | 272776416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1711562 | Vincent Liu | 660 S. Figueroa Street Suite 1888 Los Angeles CA 90017 | Evp | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | Disposition | 2018-05-02 | 7,000 | $27.41 | 106,371 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-03 | 5,288 | $27.43 | 101,083 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-04 | 2,000 | $27.70 | 99,083 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-09 | 6,199 | $9.29 | 92,884 | No | 4 | M | Direct | |
| Stock Options | Disposition | 2018-05-10 | 2,000 | $28.00 | 90,884 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-10 | 2,000 | $27.90 | 88,884 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-10 | 2,000 | $27.80 | 86,884 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-10 | 2,000 | $27.70 | 84,884 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-11 | 3,906 | $28.15 | 80,978 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-22 | 2,000 | $28.90 | 78,978 | No | 4 | S | Direct | |
| Stock Options | Disposition | 2018-05-22 | 3,000 | $29.22 | 75,978 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, No Par Value | 85,757 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $9.29 | 2018-11-04 | 0 | 0 | Direct | |
| Common Stock | Option (right to buy) | $9.29 | 2018-11-18 | 0 | 0 | Direct | |
| Common Stock | Option (right to buy) | $11.15 | 2023-01-01 | 0 | 107,172 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-11-04 | 0 | 0 | Direct |
| 2018-11-18 | 0 | 0 | Direct |
| 2023-01-01 | 0 | 107,172 | Direct |
Footnotes
- These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
- These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
- These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
Billionaire Hedge Funds
