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Filing Details

Accession Number:: 0000845877-18-000123
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-23 16:40:06
Reporting Period:: 2018-05-21

Accepted Time:: 2018-05-23 16:40:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
845877	Federal Agricultural Mortgage Corp	AGM	Federal & Federally-Sponsored Credit Agencies (6111)	521578738

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1465169	Dale Robert Lynch	C/O 1999 K Street Nw 4Th Floor Washington DC 20006	Evp - Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class C Non-Voting Common Stock	Acquisiton	2018-05-21	5,430	$33.90	28,479	No	4	M	Direct
Class C Non-Voting Common Stock	Disposition	2018-05-21	1,542	$91.42	26,937	No	4	F	Direct
Class C Non-Voting Common Stock	Disposition	2018-05-21	2,013	$91.42	24,924	No	4	D	Direct
Class C Non-Voting Common Stock	Disposition	2018-05-22	1,875	$91.26	23,049	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	D	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class C Non-Voting Common Stock	Stock Appreciation Right	Disposition	2018-05-21	5,430	$33.90	5,430	$33.90

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2024-04-02	No	4	M	Direct

Footnotes

Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").
In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.
Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.
The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $91.12 to $91.51, inclusive. The Reporting Person undertakes to provide to the Farmer Mac, any security holder of the Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.
Exercisable beginning March 31, 2015 with respect to 1,810 shares, beginning March 31, 2016 with respect to 1,810 shares, and beginning March 31, 2017 with respect to 1,810 shares.