Home > Insider Trading > Filing (0001225208-18-009772)

Filing Details

Accession Number:: 0001225208-18-009772
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-23 16:09:53
Reporting Period:: 2018-05-21

Accepted Time:: 2018-05-23 16:09:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1550901	S Brion Johnson	One Hartford Plaza Hartford CT 06155	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-05-21	11,568	$24.15	61,444	No	4	M	Direct
Common Stock	Disposition	2018-05-21	11,568	$53.60	49,876	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2018-05-21	11,568	$24.15	11,568	$24.15

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,569		2023-03-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Units	19,034	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$35.83	2024-03-04	51,936	51,936	Direct
Common Stock	Stock Option	$41.25	2025-03-03	56,604	56,604	Direct
Common Stock	Stock Option	$43.59	2026-03-01	55,601	55,601	Direct
Common Stock	Stock Option	$48.89	2027-02-28	60,582	60,582	Direct
Common Stock	Stock Option	$53.81	2028-02-27	56,964	56,964	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2024-03-04	51,936	51,936	Direct
2025-03-03	56,604	56,604	Direct
2026-03-01	55,601	55,601	Direct
2027-02-28	60,582	60,582	Direct
2028-02-27	56,964	56,964	Direct

Footnotes

Transaction effected pursuant to a pre-planned trading plan entered into on February 28, 2018 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $53.48 to $53.70 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
The options became fully exercisable on March 5, 2016, the third anniversary of the grant date.
The options became fully exercisable on March 4, 2017, the third anniversary of the grant date.
The options became fully exercisable on March 3, 2018, the third anniversary of the grant date.
One-third of the options became exercisable on March 1, 2017, an additional one-third of the options became exercisable on March 1, 2018 and the remaining one-third of the options will become exercisable on March 1, 2019, the third anniversary of the grant date.
One-third of the options became exercisable on February 28, 2018, an additional one-third of the options will become exercisable on February 28, 2019 and the remaining one-third of the options will become exercisable on February 28, 2020, the third anniversary of the grant date.
One-third of the options will become exercisable on February 27, 2019, an additional one-third of the options will become exercisable on February 27, 2020 and the remaining one-third of the options will become exercisable on February 27, 2021, the third anniversary of the grant date.