Filing Details
- Accession Number:
- 0001225208-18-009769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-23 16:05:27
- Reporting Period:
- 2018-05-22
- Accepted Time:
- 2018-05-23 16:05:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 908937 | Sirius Xm Holdings Inc. | (SIRI) | Radio Broadcasting Stations (4832) | 383916511 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1240253 | James Mooney | 1290 Avenue Of The Americas New York NY 10104 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-22 | 61,634 | $3.16 | 182,710 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 57,596 | $1.91 | 240,306 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 57,075 | $3.90 | 297,381 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 49,059 | $3.52 | 346,440 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 29,952 | $2.28 | 376,392 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 25,503 | $0.95 | 401,895 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 19,875 | $3.96 | 421,770 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-22 | 12,200 | $4.86 | 433,970 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-22 | 133,029 | $6.99 | 300,941 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-05-22 | 179,865 | $6.94 | 121,076 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 12,200 | $4.86 | 12,200 | $4.86 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 61,634 | $3.16 | 61,634 | $3.16 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 57,075 | $3.90 | 57,075 | $3.90 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 49,059 | $3.52 | 49,059 | $3.52 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 57,596 | $1.91 | 57,596 | $1.91 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 19,875 | $3.96 | 19,875 | $3.96 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 29,952 | $2.28 | 29,952 | $2.28 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2018-05-22 | 25,503 | $0.95 | 25,503 | $0.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,400 | 2018-05-19 | 2027-05-19 | No | 4 | M | Direct |
| 0 | 2015-05-20 | 2024-05-20 | No | 4 | M | Direct |
| 19,025 | 2016-05-20 | 2025-05-20 | No | 4 | M | Direct |
| 0 | 2014-05-22 | 2023-05-22 | No | 4 | M | Direct |
| 0 | 2013-05-23 | 2022-05-23 | No | 4 | M | Direct |
| 59,625 | 2017-05-25 | 2026-05-25 | No | 4 | M | Direct |
| 0 | 2012-05-26 | 2021-05-26 | No | 4 | M | Direct |
| 0 | 2011-05-27 | 2020-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,100 | Indirect | By Custodian For Child |
Footnotes
- Represents the exercise price of the stock options referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price.
- Represents the weighted average sales price for the price increments ranging from $6.93 to $6.95. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
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