Filing Details
- Accession Number:
- 0001104659-18-035435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-23 16:03:26
- Reporting Period:
- 2018-05-21
- Accepted Time:
- 2018-05-23 16:03:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1497434 | Shelly O'brien | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-21 | 3,333 | $12.55 | 42,945 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-21 | 3,333 | $55.80 | 39,612 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-21 | 667 | $12.45 | 40,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-21 | 667 | $55.80 | 39,612 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-21 | 3,333 | $0.00 | 3,333 | $12.55 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-21 | 667 | $0.00 | 667 | $12.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-28 | 2021-02-28 | No | 4 | M | Direct |
| 2,732 | 2012-02-29 | 2022-02-28 | No | 4 | M | Direct |
Footnotes
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- Original option grant vested in three installments beginning on the first anniversary of the date of grant as listed in the "Date Exercisable" column.
Billionaire Hedge Funds
